Click here for redshoes's revised and complete "Alchemy in PS/SS" essay.
Most of this topic's pre-Jun 2008 messages had been originally posted in the mammoth (with 300+ posts) "Alchemy and Other Metaphysics" thread.. I've split them into a separate topic for to make them (somewhat) easier to follow.
- gal-texter Jun2008
Alchemy in Harry Potter and the Philosopher’s Stone
PART ONE
Here now is a compilation of various bits of alchemical symbolism in PS/SS. I’ve posted some of this before, but I thought it would be useful to have everything in a single place.
Any discussion of alchemy in PS has to acknowledge the foundational essay by alexism as well as the many discoveries by House_Elf_44 and the alchemy team here at PK, especially Salamon2 and Books&Cleverness. I’ve also benefited from the insights of angelsslave, azaria, and H_HrFan at emmawatson.net.
Emerald Green
The significance of emerald green confused me for a long time, but I think I may have finally figured it out. Green is the traditional color for the element water, and, accordingly, JKR has made green the Slytherin House color. Worse, the Avada Kedavra curse is marked by a green light. So green is a "bad" color.
But emerald green has an entirely different meaning. We first encounter emerald green at the beginning of Chapter 1, when Vernon Dursley sees an older man (a wizard) wearing an emerald-green cloak. Later in the chapter Professor McGonagall is introduced wearing an emerald cloak; in fact, she wears emerald green robes pretty much all the time in HP (e.g., at the beginning of Chapter 7).
In Chapter 3, McGonagall’s letters inviting Harry to Hogwarts are addressed in emerald-green ink. In Chapter 12 Harry’s Christmas present from Mrs. Weasley is a “thick, hand-knitted sweater in emerald green.”
Emerald green is a color distinctive to the Wizarding World and it is associated with Harry’s entry into that world. It is JKR’s homage to the mythic founding document of alchemy, the Emerald Table of Hermes Trismegistos. Only 25 lines long, it was inscribed on a tablet that was green “like spring dew” (Fulcanelli), hence the name Emerald Table.
For a (fanciful) illustration of it, from Heinrich Khunrath’s Amphitheatrum sapientiae aeternae (1602), with the entire text in both Latin and German, see the following link:
http://rosecroix0.tripod.com/8smaragd.html
Here are a few lines that from it that become important later on (Holmyard’s translation, from Lyndy Abraham, p. 70):
QUOTE
And as all things were by the contemplation of one, so all things arose from the one thing by a single act of adaption.
The father thereof is the Sun, the mother the Moon.
The Wind carried it in its womb, the Earth is the nurse thereof.
The father thereof is the Sun, the mother the Moon.
The Wind carried it in its womb, the Earth is the nurse thereof.
For a selection of translations of the full text see—
http://www.alchemywebsite.com/emerald.html
Probably the best known use of “emerald” in an alchemy story is in The Wizard of Oz, where Dorothy’s destination, and the home of the Wizard, is the Emerald City.
Albus Dumbledore
Every alchemy story has at least one “alchemist,” who, figuratively at least, puts the hero—the Philosopher’s Stone to be--into the crucible, purges and purifies him, and acts as his guide. The “alchemist” always knows far better than the hero what’s really going on.
We will discover in Chapter 6 that Dumbledore is “particularly famous for….his work on alchemy with his partner, Nicolas Flamel,” a real alchemist who lived in Paris from 1330 to 1418. But in Chapter 1, we see Dumbledore carrying baby Harry and placing him on the doorstep of the Dursleys, putting the hero into the crucible of Privet Drive.
Dumbledore, with his silver hair and beard and his half-moon spectacles, is marked as a Moon character, mind, and white. His purple cloak recalls the purple red color of the Philosopher’s Stone. Nicolas Flamel called the philosopher’s stone “the true red purple” (Lyndy Abraham, p. 159).
Minerva McGonagall
Also present is Minerva McGonagall, wearing her emerald cloak. She has square glasses, which could refer to “earth” or to the four elements. Her first name, the Roman goddess of wisdom, marks her too as mind.
Her presence is unnecessary. Dumbledore and Hagrid could have effected the delivery without her. But the fact that Rowling puts here there suggests that she too plays the role of an alchemist in the story.
Baby Harry
In accordance with the verse from the Emerald Table that “The Wind carried it in its womb,” the Philosopher’s Stone is typically seen as born in the air. JKR’s version of this is to have Hagrid bringing Harry by flying motorcycle:
QUOTE
A low rumbling sound had broken the silence around them. It grew steadily louder as they looked up and down the street for some sign of a headlight; it swelled to a roar as they both looked up at the sky—and a huge motorcycle fell out of the air and landed on the road in front of them.
At this point the only two pieces of information we’re given about Harry’s appearance are his “jet-black hair” and, on his forehead, “a curiously shaped cut, like a bolt of lightning.”
Baby Harry is the prima materia—the “first” or “black” matter with which the alchemist begins the process of transformation. Harry isn’t black, but his hair is, as befits his role. Hair color is a common way to mark characters in alchemy stories. Other names for the prima materia are “chaos, “dark abyss,” and “massa confusa.” Harry’s hair may not be chaotic, but it is stubbornly messy, which fits his role too.
Finally, his scar. Hjgfan1 and Salamon2 have both pointed out how Harry’s lightning bolt scar corresponds to the Sowilo Rune, which marks him as the Sun and means victory.
There may be more to it than that, however.
QUOTE
The sky gods of the Hebrews, Greeks, and Romans manifested themselves in lightning and thunder. Michael Ferber, Dictionary of Literary Symbols, p. 113.
Think of the Greek ruler of the gods Zeus and his thunderbolt, for example.
The most direct parallel, however, is in Mozart’s alchemical opera, The Magic Flute. The villain of the opera is the Queen of the Night. When she and her small band of followers attempt to kidnap Pamina at the end of the opera, they are driven off by thunder and lightning. Utterly defeated, they sing a final couplet:
QUOTE
Shattered, sundered is our might!
We all shall plunge to endless night.
We all shall plunge to endless night.
Harry’s lightning bolt scar is a permanent visual reminder of his defeat of the villain in his story, Lord Voldemort. (Later we will find out the less pleasant aspects of his scar.)
Finally, why is Harry’s scar on his forehead? Certainly, for the purpose of telling the story, it’s handy for Rowling to have the scar where everyone will see it the moment they lay eyes on him. But it could also be a nod to Dorothy Sayers’ detective, Lord Peter Wimsey, who had “a minute sickle-shaped scar on the left temple.”
Harry’s Name
We don’t learn Harry’s name until the end of Chapter 1. Let’s start with his surname, since that is clearly alchemical, despite what JKR has said. ("I got the name Potter from people who lived down the road from me in Winterbourne. [...] I liked the surname so I took it.")
As Mircea Eliade writes in The Forge and the Crucible: The Origins and Structures of Alchemy:
QUOTE
The alchemist, like the smith, and like the potter before him, is a “master of fire.” It is with fire that he controls the passage of matter from one state to another. The first potter who, with the aid of live embers, was successful in hardening those shapes which he had given to his clay, must have felt the intoxication of the demiurge: he had discovered a transmuting agent. (p. 79)
In alchemy emblems the alchemist was often depicted allegorically as a potter. See, for example, Emblem XV of Michael Maier’s Atalanta fugiens (scroll down to the bottom of the page):
http://www.alchemywebsite.com/atl11-5.html
JKR could have chosen “Smith” instead, but she apparently thought such a common name was more appropriate for a minor character, like Zacharias and Hepzibah.
“Harry” we can only speculate about. It may be a nod to Harriet Vane, the protagonist of Dorothy Sayers’ trilogy of alchemical detective stories that focus on Harriet’s courtship by Lord Peter Wimsey. Rowling has mentioned Sayers’ stories with great admiration and put her on her Bookshelf, so this is one good possibility.
Another possibility is that Rowling is applying the alchemy rule of assonance in the names of her protagonist and his partner. See below, “Hermione Granger,” for how that would work.
Harry’s middle name, James, is straightforward: James was the patron saint of alchemists.
Harry the Boy – Chapter 2
In Chapter 2 Harry is nearly 11, and we have a proper description of his appearance. He still has black hair and a “very thin scar,” but we learn two important new things about him. He has “bright green eyes” and wears “round glasses.”
So, Harry’s eyes. They’re not emerald green, so are they the green that corresponds to the element water, and/or the green of Slytherin House? I can’t imagine it’s that simple. Harry’s eyes, his mother Lily’s eyes, have been stressed far too much for there to be an easy answer based on alchemy or any other traditional symbolism.
What about Harry’s glasses then? What’s the reason for those? This is JKR’s explanation:
QUOTE
As a child, Rowling was, "short, squat, very thick National Health glasses -- free glasses that were like bottle bottoms -- that's why Harry wears glasses. I was shy. I was a mixture of insecurities and very bossy. --January Magazine, Profile: JK Rowling, by Linda Richards
That sounds quite plausible and maybe that’s all there is to it. Especially since in none of the alchemy emblems I’ve looked at—well over 500 by now—the Sulphur/Sun Male Principle of the Work is not depicted with glasses.
However, there is one very curious alchemy engraving by Heinrich Khunrath that may be a clue. Khunrath used it as a logo or colophon with all his works, and it shows an owl with eyeglasses. Klossowski di Rola uses it as the frontispiece of his massive collection, The Golden Game: Alchemical Engravings of the Seventeenth Century.
http://woolgathersome.blogspot.com/2007/03/owlchemy.html
The archaic German text reads: “Was helffen Fakeln, Licht oder Briln, so die Leut nicht sehen wollen.” Which in English means, “What use are torches, light or eyeglasses if people don’t want to see.”
Of course Harry has round glasses, because he is pursuing the Philosopher’s Stone, and the circle represents the completed opus alchymicum. Hence all the circular symbolism that surrounds Harry—and later Harry and Hermione.
“Don’t Ask Questions”
The alchemy hero must constantly repress his curiosity. You see this especially clearly with Maria in TLWH. I guess it wouldn’t do for her to find out what was going on too soon. In Chapter 2, JKR actually writes this guideline into the text:
QUOTE
Don’t ask questions— that was the first rule for a quiet life with the Dursleys.
In Diagon Alley Harry longs to ask Hagrid about the parcel Hagrid took from Gringotts, but he “knew better than to ask.” At Ollivander’s “he swallowed a lot of new questions that had just occurred to him…”
It’s a lesson Harry will also be taught by Dumbledore: be patient and the answers will come at the appropriate time. Here’s hoping that in HPDH Harry—and the readers—find out the reason for DD’s blackened hand in HBP.
Harry’s Birthday – Chapters 3-4
As Harry’s 11th birthday approaches, he gets increasing numbers of Hogwarts letters addressed in emerald green ink and sealed with a purple wax seal. The Wizarding World and his transformation to gold await.
Vernon takes his family and Harry to the island, where a storm rages.
QUOTE
The storm raged more and more ferociously as the night went on….Dudley’s snores were drowned by the low rolls of thunder that started near midnight.
The storm—the lightning and thunder—herald and dramatize the coming together of the two worlds. (For more on the significance of the storm see below, “The Flute.”) At exactly midnight—Harry is counting down the seconds to the 11th birthday—Hagrid knocks heavily at the door. As soon as Hagrid enters the hut, the storm abates.
Now we have the first of many cycles of solve et coagula, the central process in alchemy. Harry has been “dissolved” by the storm, the ocean spray splattering on the walls of the hut, and sleeping on the floor “under the thinnest, most ragged blanket.” Hagrid “coagulates” him by telling him he’s a wizard and talking about his parents. Harry “looked into the fire” and starts to believe. (Dissolution is often accompanied by water or some other liquid. Coagulation is generally accomplished by fire.)
Hagrid introduces himself in Chapter 4, and we find out that his first name is “Rubeus,” which is Latin for red. For this reason many of us suspect that Hagrid will be the dreaded “Red Death” in the final book of the series, which corresponds to the rubedo, the Red Stage. He also tells Harry that he is Keeper of the Keys at Hogwarts. In terms of Joseph Campbell’s hero’s journey template, Hagrid is the guardian of the threshold.
Hagrid presents him with a birthday cake, decorated in green icing. Harry’s actual birthday is not specified at this point, but we learn later that he was born on July 31, 1980. That makes him a Leo, ruled by the Sun, with Gold as his metal, and Fire as his element.
Harry, the protagonist of the story, is, in alchemical language, the Male Principle of the Work, i.e. Sulphur. In alchemy Sulphur is symbolized by the Sun and consists of Fire and Air. (Lyndy Abraham, p. 193).
Diagon Alley – Chapter 5
The first stop on Harry and Hagrid’s trip to Diagon Alley is Gringott’s. If alchemists are defined by their ability to create precious metals, then there might be an alchemist or two among the goblins of Gringott’s bank. The goblins wear uniforms of scarlet and gold, the two colors of the final, Red stage of the Opus. The Philosopher’s Stone is blood-red, as we learn at the end of the book (Chapter 17). Harry sees them weighing “a pile of rubies as big as glowing coals.” The ruby is a symbol for the Philosopher’s Stone. (Abraham, p. 175)
It’s not surprising then to see from the UK children’s cover of HPDH that the trio will be returning to Gringott’s amidst piles of treasures and many rubies.
Finally Harry and Hagrid make it to Ollivanders, to pick out a wand. A single wand lies on a purple cushion in the window. Whose it is, we don’t yet know, but I’m betting we find out in the final book.
Ollivander, with his “pale eyes shining like moons” is marked, like Dumbledore, as a Moon character, and White.
Harry finds his destined wand, with a core of a phoenix feather from Fawkes. The phoenix is another symbol for the Red Stone, the Philosopher’s Stone, and we can tell that Harry has found the wand that will bring him to a successful conclusion of his journey to the Stone when he swishes it down and “a stream of red and gold sparks shoot from the end like a firework.”
Harry pays an alchemically appropriate 7 Galleons for the wand. Seven is significant in alchemy because there are seven metals and seven “planets” in the alchemists’ cosmology.
--to be continued
